A leading national Independent Financial Advisory (IFA) firm is looking for an experienced Compliance Manager to provide maternity cover for 9 months. This is a fantastic opportunity to join a well-established and growing financial planning business, working closely with senior leadership and ensuring regulatory excellence across the firm.

The Role
Reporting directly to the CEO, you will play a key role in maintaining and enhancing the firm's compliance framework. Key responsibilities include:

• Managing the compliance framework to ensure regulatory adherence and best practice.
• Oversight of file reviews (working alongside an outsourced partner).
• Leading a compliance audit scheduled for Q3, ensuring all regulatory requirements are met.
• Acting as a key compliance advisor to the leadership team.
• Providing compliance guidance and support across the business.

To be successful in this role, you must have:

• Financial planning/IFA compliance experience - a strong understanding of the regulatory landscape.
• Level 4 Diploma in Financial Planning (or working towards it) - highly desirable.
• Experience in managing compliance frameworks and audits.
• The ability to work independently and advise senior stakeholders.

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