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Head of Compliance - IFA Firm

Job description

A West Midlands based independent financial advice firm is seeking a Head of Compliance / Senior Compliance Manager.

This role will support day to day compliance duties, FCA liaison, overseeing consumer duty, T&C ops and quality assurance. This position doesn't currently hold SMF16/17 functions.

My client has built an solid reputation providing client centric financial planning services and committed to promoting a supportive culture.

Highlights include:
Be an integral part of a well-established directly authorised Financial Services firm
Enjoy a relaxed environment with autonomy within the role fully supported by leadership
Package fully negotiable with suggested salary guide of £55-65k
Hybrid working with offices near to Sutton Coldfield, Lichfield and Tamworth

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At IDEX, we strive for an inclusion-first company culture where everyone is treated fairly and can bring their authentic selves to work. We recognise and acknowledge that diverse representation at every level of our business requires continuous and measurable effort. We are committed to driving conscious inclusion across our business and creating equitable pathways.