Compliance jobs

• Glasgow
• £55000 - £60000 per annum
• Posted 1 day ago

The Wealth Planning Training and Competence Manager is responsible for overseeing and supervising the Advisers within the firm. Reporting to the Head of Compliance and working alongside the Compliance Manager you will be working positively with advisers to ensure the efficient implementation the ...

• Manchester
• £42000 - £45000 per annum
• Posted 9 days ago

My client is based in Manchester and they are looking for a Compliance Monitoring Officer to join their team. The business operates a hybrid working model and is paying a salary c£40k to £45k. The main purpose of the role is to provide a file review service to the clients of the business. The fil...

• Leeds
• £35000 - £42000 per annum
• Posted 11 days ago

IDEX is working with one of the leading Advisory firms in the North of England to recruit a Business Quality Support Officer to join their established business, with the job purpose of help them adhere to and the development or standards across the Financial Planning Team. Based out of either the...

• Newcastle upon Tyne
• £35000 - £42000 per annum
• Posted 11 days ago

IDEX is working with one of the leading Advisory firms in the North of England to recruit a Business Quality Support Officer to join their established business, with the job purpose of help them adhere to and the development or standards across the Financial Planning Team. Based out of either the...

• Surrey
• US$80000.00 - US$120000.00 per annum
• Posted 18 days ago

About Us: Independent broker who operate across Europe who also have a foothold in the employee benefits market. Job Description: We are seeking a strategic Head of Compliance to lead the compliance function. This pivotal role will oversee our compliance efforts across all operations, including a...

• Manchester
• US$80000.00 - US$120000.00 per annum
• Posted 18 days ago

About Us: Independent broker who operate across Europe who also have a foothold in the employee benefits market. Job Description: We are seeking a strategic Head of Compliance to lead the compliance function. This pivotal role will oversee our compliance efforts across all operations, including a...

• New York
• US$200000.00 - US$300000.00 per annum
• Posted 18 days ago

About Us: Join a leading Property and Casualty (P&C) insurance company renowned for innovation, excellence, and a customer-centric approach. Job Description: We are seeking a highly experienced and dynamic Head of Compliance to lead our compliance function. This role is pivotal in ensuring our op...

• New York
• US$220000.00 - US$400000.00 per annum
• Posted 18 days ago

About Us: A leading firm in the insurance brokerage and Managing General Agent (MGA) sector, recognized for their dedication to regulatory compliance and exceptional service. Job Description: We are seeking a skilled and meticulous VP / Regulatory Counsel to join our team in New York City. This r...

• West Midlands
• £60000 - £65000 per annum
• Posted 21 days ago

IDEX Consulting are working with a business currently experiencing an exciting period of growth, demonstrated by this newly created Training and Competence Manager vacancy. Currently outsourced, the business is bringing their T&C process in-house, giving the successful candidate a fantastic oppor...

• Edinburgh
• £45000.00 - £55000.00 per annum + Excellent benefits package
• Posted 24 days ago

Our client is looking for a talented T&C Supervisor to join the team. The role will be to supervise the performance and competency of Planners and support development across the Financial Planning Team. The duties will involve: Supervising IFA's in line with FCA training and competence requiremen...

• Aberdeen
• £45000.00 - £55000.00 per annum + Excellent benefits package
• Posted 24 days ago

Our client is looking for a talented T&C Supervisor to join the team. The role will be to supervise the performance and competency of Planners and support development across the Financial Planning Team. The duties will involve: Supervising IFA's in line with FCA training and competence requiremen...

• Glasgow
• £45000.00 - £55000.00 per annum + Excellent benefits package
• Posted 24 days ago

Our client is looking for a talented T&C Supervisor to join the team. The role will be to supervise the performance and competency of Planners and support development across the Financial Planning Team. The duties will involve: Supervising IFA's in line with FCA training and competence requiremen...

• West Midlands
• £50000 - £65000 per annum
• Posted about 2 months ago

A West Midlands based independent financial advice firm is seeking a Head of Compliance / Senior Compliance Manager. This role will support day to day compliance duties, FCA liaison, overseeing consumer duty, T&C ops and quality assurance. This position doesn't currently hold SMF16/17 functions. ...

• London
• £60000.00 - £70000.00 per annum + benefits package
• Posted 3 months ago

A well known professional services organisation with offices throughout the UK are looking for an experienced T&C / Compliance Supervisor to cover a small team of Financial Advisors in the London and Home Counties area. This role will be predominantly home based with the requirement to come into ...

• London
• £35000.00 - £45000.00 per annum
• Posted 3 months ago

I am currently looking for an experienced Compliance Officer to join a well-established financial services consultancy! The company have offices dotted all over the UK including Manchester, Belfast and Glasgow. This role will be ideal for someone with experience in the field. Unlike a lot of thei...

• Birmingham
• £30000.00 - £40000.00 per annum + benefits package
• Posted 3 months ago

A growing independent advice firm require a compliance assistant join their thriving team based out of central Birmingham. This role can be based remotely or hybrid with monthly meeting required in person at offices in the city centre. This is an excellent opportunity to join a company that inves...