Compliance jobs

• Manchester
• US$80000.00 - US$120000.00 per annum
• Posted 12 days ago

About Us: Independent broker who operate across Europe who also have a foothold in the employee benefits market. Job Description: We are seeking a strategic Head of Compliance to lead the compliance function. This pivotal role will oversee our compliance efforts across all operations, including a...

• Surrey
• US$80000.00 - US$120000.00 per annum
• Posted 12 days ago

About Us: Independent broker who operate across Europe who also have a foothold in the employee benefits market. Job Description: We are seeking a strategic Head of Compliance to lead the compliance function. This pivotal role will oversee our compliance efforts across all operations, including a...

• New York
• US$200000.00 - US$300000.00 per annum
• Posted 12 days ago

About Us: Join a leading Property and Casualty (P&C) insurance company renowned for innovation, excellence, and a customer-centric approach. Job Description: We are seeking a highly experienced and dynamic Head of Compliance to lead our compliance function. This role is pivotal in ensuring our op...

• New York
• US$220000.00 - US$400000.00 per annum
• Posted 12 days ago

About Us: A leading firm in the insurance brokerage and Managing General Agent (MGA) sector, recognized for their dedication to regulatory compliance and exceptional service. Job Description: We are seeking a skilled and meticulous VP / Regulatory Counsel to join our team in New York City. This r...

• Bromsgrove
• £45000 - £50000 per annum
• Posted 26 days ago

My client is currently looking for experienced file reviewers, or paraplanners who are looking for a change, to conduct advice quality audits both on a pre-submission and post-submission basis. The main purpose of the role is to provide a file review service Delivery of informative and constructi...

• Manchester
• £42000 - £45000 per annum
• Posted 26 days ago

My client is based in Manchester and they are looking for a Compliance Monitoring Officer to join their team. The business operates a hybrid working model. The main purpose of the role is to provide a file review service to the clients of the business. The file reviews will mainly be for medium t...

• Bromsgrove
• £35000 - £50000 per annum
• Posted about 1 month ago

IDEX are working exclusively with a leading Financial Advisory and Wealth Management business who require additional headcount in their Customer Care Team. Typical duties include; Carry out investigations of client complaints, following the firm's standard complaints procedure and formulating cli...

• Preston
• £40000 - £50000 per annum
• Posted about 1 month ago

IDEX have been retained by a Life and Health provider in the North West of England who are looking to add a Manager to the Compliance function. This role will report directly into an Executive Head but also had regular interactions and business partnering with the CEO. The client are a multi disc...

• London
• £50000 - £70000 per annum
• Posted about 1 month ago

What the Hiring Manager Says We provide highly personalised and comprehensive financial advice for individuals and families with needs such as significant investments, estate planning, and preparing for retirement. We are part of a leading provider of advice, investment platforms, multi-asset inv...

• Leeds
• £50000 - £70000 per annum
• Posted about 1 month ago

What the Hiring Manager Says We provide highly personalised and comprehensive financial advice for individuals and families with needs such as significant investments, estate planning, and preparing for retirement. We are part of a leading provider of advice, investment platforms, multi-asset inv...

• Exeter
• £50000 - £70000 per annum
• Posted about 1 month ago

What the Hiring Manager Says We provide highly personalised and comprehensive financial advice for individuals and families with needs such as significant investments, estate planning, and preparing for retirement. We are part of a leading provider of advice, investment platforms, multi-asset inv...

• Chester
• £50000 - £70000 per annum
• Posted about 1 month ago

What the Hiring Manager Says We provide highly personalised and comprehensive financial advice for individuals and families with needs such as significant investments, estate planning, and preparing for retirement. We are part of a leading provider of advice, investment platforms, multi-asset inv...

• Carlisle
• £50000 - £70000 per annum
• Posted about 1 month ago

What the Hiring Manager Says We provide highly personalised and comprehensive financial advice for individuals and families with needs such as significant investments, estate planning, and preparing for retirement. We are part of a leading provider of advice, investment platforms, multi-asset inv...

• Birmingham
• £50000 - £70000 per annum
• Posted about 1 month ago

What the Hiring Manager Says We provide highly personalised and comprehensive financial advice for individuals and families with needs such as significant investments, estate planning, and preparing for retirement. We are part of a leading provider of advice, investment platforms, multi-asset inv...

• London
• £70000 - £90000 per annum
• Posted about 1 month ago

What the Hiring Manager Says We provide highly personalised and comprehensive financial advice for individuals and families with needs such as significant investments, estate planning, and preparing for retirement. We are part of a leading provider of advice, investment platforms, multi-asset inv...

• Leeds
• £70000 - £90000 per annum
• Posted about 1 month ago

What the Hiring Manager Says We provide highly personalised and comprehensive financial advice for individuals and families with needs such as significant investments, estate planning, and preparing for retirement. We are part of a leading provider of advice, investment platforms, multi-asset inv...

• Exeter
• £70000 - £90000 per annum
• Posted about 1 month ago

What the Hiring Manager Says We provide highly personalised and comprehensive financial advice for individuals and families with needs such as significant investments, estate planning, and preparing for retirement. We are part of a leading provider of advice, investment platforms, multi-asset inv...

• Chester
• £70000 - £90000 per annum
• Posted about 1 month ago

What the Hiring Manager Says We provide highly personalised and comprehensive financial advice for individuals and families with needs such as significant investments, estate planning, and preparing for retirement. We are part of a leading provider of advice, investment platforms, multi-asset inv...

• Carlisle
• £70000 - £90000 per annum
• Posted about 1 month ago

What the Hiring Manager Says We provide highly personalised and comprehensive financial advice for individuals and families with needs such as significant investments, estate planning, and preparing for retirement. We are part of a leading provider of advice, investment platforms, multi-asset inv...

• Birmingham
• £70000 - £90000 per annum
• Posted about 1 month ago

What the Hiring Manager Says We provide highly personalised and comprehensive financial advice for individuals and families with needs such as significant investments, estate planning, and preparing for retirement. We are part of a leading provider of advice, investment platforms, multi-asset inv...