All jobs near Bromsgrove in the Risk & Compliance sector
Found 2 jobs
-
- Bromsgrove
- £70000 - £90000 per annum
- Posted 17 days ago
IDEX are exclusively representing a Wealth Manager in the Midlands who are looking for a Head of Advice & Controls. This is a project role that will support the compliance leadership team in identifying regulatory or operational gaps in the advice process. You will work with the senior leadership...
-
- Bromsgrove
- £45000 - £50000 per annum
- Posted about 2 months ago
My client is currently looking for experienced File Reviewers, or Paraplanners who are looking for a change, to conduct advice quality audits both on a pre-submission and post-submission basis. The main purpose of the role is to provide a file review service Delivery of informative and constructi...