Financial Services jobs

• London
• £70000 - £90000 per annum + benefits package
• Posted about 23 hours ago

Company: Provide highly personalised and comprehensive financial advice for individuals and families with needs such as significant investments, estate planning, and preparing for retirement. Part of a leading provider of advice, investment platforms, multi-asset investment solutions, and discret...

• Leeds
• £50000 - £70000 per annum + benefits package
• Posted 1 day ago

Company: We provide highly personalised and comprehensive financial advice for individuals and families with needs such as significant investments, estate planning, and preparing for retirement. We are part of a leading provider of advice, investment platforms, multi-asset investment solutions, a...

• Birmingham
• £50000 - £70000 per annum + benefits package
• Posted 1 day ago

Company: We provide highly personalised and comprehensive financial advice for individuals and families with needs such as significant investments, estate planning, and preparing for retirement. We are part of a leading provider of advice, investment platforms, multi-asset investment solutions, a...

• Exeter
• £50000 - £70000 per annum + benefits package
• Posted 1 day ago

Company: We provide highly personalised and comprehensive financial advice for individuals and families with needs such as significant investments, estate planning, and preparing for retirement. We are part of a leading provider of advice, investment platforms, multi-asset investment solutions, a...

• Edinburgh
• £50000 - £70000 per annum + benefits package
• Posted 1 day ago

Company: We provide highly personalised and comprehensive financial advice for individuals and families with needs such as significant investments, estate planning, and preparing for retirement. We are part of a leading provider of advice, investment platforms, multi-asset investment solutions, a...

• Glasgow
• £50000 - £70000 per annum + benefits package
• Posted 1 day ago

Company: We provide highly personalised and comprehensive financial advice for individuals and families with needs such as significant investments, estate planning, and preparing for retirement. We are part of a leading provider of advice, investment platforms, multi-asset investment solutions, a...

• Liverpool
• £50000 - £70000 per annum + benefits package
• Posted 1 day ago

Company: We provide highly personalised and comprehensive financial advice for individuals and families with needs such as significant investments, estate planning, and preparing for retirement. We are part of a leading provider of advice, investment platforms, multi-asset investment solutions, a...

• Manchester
• £50000 - £70000 per annum + benefits package
• Posted 1 day ago

Company: We provide highly personalised and comprehensive financial advice for individuals and families with needs such as significant investments, estate planning, and preparing for retirement. We are part of a leading provider of advice, investment platforms, multi-asset investment solutions, a...

• London
• £50000 - £70000 per annum + benefits package
• Posted 1 day ago

Company: We provide highly personalised and comprehensive financial advice for individuals and families with needs such as significant investments, estate planning, and preparing for retirement. We are part of a leading provider of advice, investment platforms, multi-asset investment solutions, a...

• Berkshire
• £60000 - £85000 per annum
• Posted 6 days ago

The Role: As the Head of Compliance, you will play a crucial role in ensuring the firm operates in line with regulatory standards while fostering a strong compliance culture. Reporting directly to the Managing Director, you will lead the compliance function, including oversight of a small team, w...

• London
• Negotiable
• Posted 6 days ago

Exclusive Opportunity: (Senior) Compliance Analyst - Investment Management Specialist Location: London-based with flexibility to work remotely 3-4 days per week About the Company Our client is a investment management firm, providing funds of funds and tailored investment solutions to a diverse ra...

• Manchester
• US$80000.00 - US$120000.00 per annum
• Posted 29 days ago

About Us: Independent broker who operate across Europe who also have a foothold in the employee benefits market. Job Description: We are seeking a strategic Head of Compliance to lead the compliance function. This pivotal role will oversee our compliance efforts across all operations, including a...

• Surrey
• US$80000.00 - US$120000.00 per annum
• Posted 29 days ago

About Us: Independent broker who operate across Europe who also have a foothold in the employee benefits market. Job Description: We are seeking a strategic Head of Compliance to lead the compliance function. This pivotal role will oversee our compliance efforts across all operations, including a...

• New York
• US$200000.00 - US$300000.00 per annum
• Posted 29 days ago

About Us: Join a leading Property and Casualty (P&C) insurance company renowned for innovation, excellence, and a customer-centric approach. Job Description: We are seeking a highly experienced and dynamic Head of Compliance to lead our compliance function. This role is pivotal in ensuring our op...

• New York
• US$220000.00 - US$400000.00 per annum
• Posted 29 days ago

About Us: A leading firm in the insurance brokerage and Managing General Agent (MGA) sector, recognized for their dedication to regulatory compliance and exceptional service. Job Description: We are seeking a skilled and meticulous VP / Regulatory Counsel to join our team in New York City. This r...

• Bromsgrove
• £45000 - £50000 per annum
• Posted about 1 month ago

My client is currently looking for experienced file reviewers, or paraplanners who are looking for a change, to conduct advice quality audits both on a pre-submission and post-submission basis. The main purpose of the role is to provide a file review service Delivery of informative and constructi...

• Manchester
• £42000 - £45000 per annum
• Posted about 1 month ago

My client is based in Manchester and they are looking for a Compliance Monitoring Officer to join their team. The business operates a hybrid working model. The main purpose of the role is to provide a file review service to the clients of the business. The file reviews will mainly be for medium t...

• Bromsgrove
• £35000 - £50000 per annum
• Posted about 2 months ago

IDEX are working exclusively with a leading Financial Advisory and Wealth Management business who require additional headcount in their Customer Care Team. Typical duties include; Carry out investigations of client complaints, following the firm's standard complaints procedure and formulating cli...

• England
• £60000 - £75000 per annum
• Posted 2 months ago

IDEX Consulting are working in partnership with a leading Financial Planning Group who are in the process of bolstering their compliance team and have numerous newly created opportunities within the division. Due to the nature of the role, the business require somebody with management experience,...

• London
• £75000 - £125000 per annum
• Posted 3 months ago

IDEX Consulting are currently exclusively partnered with an reputable brand in the financial advice industry in their search for a Head of Business & Quality Assurance. This is a newly created role where you will be responsible for growing a team of Assurance / Monitoring officers who are respons...