Compliance jobs

• Bromsgrove
• £45000 - £50000 per annum
• Posted 12 days ago

My client is currently looking for experienced file reviewers, or paraplanners who are looking for a change, to conduct advice quality audits both on a pre-submission and post-submission basis. The main purpose of the role is to provide a file review service Delivery of informative and constructi...

• Manchester
• £42000 - £45000 per annum
• Posted 12 days ago

My client is based in Manchester and they are looking for a Compliance Monitoring Officer to join their team. The business operates a hybrid working model. The main purpose of the role is to provide a file review service to the clients of the business. The file reviews will mainly be for medium t...

• Bromsgrove
• £35000 - £50000 per annum
• Posted 17 days ago

IDEX are working exclusively with a leading Financial Advisory and Wealth Management business who require additional headcount in their Customer Care Team. Typical duties include; Carry out investigations of client complaints, following the firm's standard complaints procedure and formulating cli...

• Preston
• £40000 - £50000 per annum
• Posted 24 days ago

IDEX have been retained by a Life and Health provider in the North West of England who are looking to add a Manager to the Compliance function. This role will report directly into an Executive Head but also had regular interactions and business partnering with the CEO. The client are a multi disc...

• London
• £50000 - £70000 per annum
• Posted 25 days ago

What the Hiring Manager Says We provide highly personalised and comprehensive financial advice for individuals and families with needs such as significant investments, estate planning, and preparing for retirement. We are part of a leading provider of advice, investment platforms, multi-asset inv...

• Leeds
• £50000 - £70000 per annum
• Posted 25 days ago

What the Hiring Manager Says We provide highly personalised and comprehensive financial advice for individuals and families with needs such as significant investments, estate planning, and preparing for retirement. We are part of a leading provider of advice, investment platforms, multi-asset inv...

• Exeter
• £50000 - £70000 per annum
• Posted 25 days ago

What the Hiring Manager Says We provide highly personalised and comprehensive financial advice for individuals and families with needs such as significant investments, estate planning, and preparing for retirement. We are part of a leading provider of advice, investment platforms, multi-asset inv...

• Chester
• £50000 - £70000 per annum
• Posted 25 days ago

What the Hiring Manager Says We provide highly personalised and comprehensive financial advice for individuals and families with needs such as significant investments, estate planning, and preparing for retirement. We are part of a leading provider of advice, investment platforms, multi-asset inv...

• Carlisle
• £50000 - £70000 per annum
• Posted 25 days ago

What the Hiring Manager Says We provide highly personalised and comprehensive financial advice for individuals and families with needs such as significant investments, estate planning, and preparing for retirement. We are part of a leading provider of advice, investment platforms, multi-asset inv...

• Birmingham
• £50000 - £70000 per annum
• Posted 25 days ago

What the Hiring Manager Says We provide highly personalised and comprehensive financial advice for individuals and families with needs such as significant investments, estate planning, and preparing for retirement. We are part of a leading provider of advice, investment platforms, multi-asset inv...

• London
• £70000 - £90000 per annum
• Posted 25 days ago

What the Hiring Manager Says We provide highly personalised and comprehensive financial advice for individuals and families with needs such as significant investments, estate planning, and preparing for retirement. We are part of a leading provider of advice, investment platforms, multi-asset inv...

• Leeds
• £70000 - £90000 per annum
• Posted 25 days ago

What the Hiring Manager Says We provide highly personalised and comprehensive financial advice for individuals and families with needs such as significant investments, estate planning, and preparing for retirement. We are part of a leading provider of advice, investment platforms, multi-asset inv...

• Exeter
• £70000 - £90000 per annum
• Posted 25 days ago

What the Hiring Manager Says We provide highly personalised and comprehensive financial advice for individuals and families with needs such as significant investments, estate planning, and preparing for retirement. We are part of a leading provider of advice, investment platforms, multi-asset inv...

• Chester
• £70000 - £90000 per annum
• Posted 25 days ago

What the Hiring Manager Says We provide highly personalised and comprehensive financial advice for individuals and families with needs such as significant investments, estate planning, and preparing for retirement. We are part of a leading provider of advice, investment platforms, multi-asset inv...

• Carlisle
• £70000 - £90000 per annum
• Posted 25 days ago

What the Hiring Manager Says We provide highly personalised and comprehensive financial advice for individuals and families with needs such as significant investments, estate planning, and preparing for retirement. We are part of a leading provider of advice, investment platforms, multi-asset inv...

• Birmingham
• £70000 - £90000 per annum
• Posted 25 days ago

What the Hiring Manager Says We provide highly personalised and comprehensive financial advice for individuals and families with needs such as significant investments, estate planning, and preparing for retirement. We are part of a leading provider of advice, investment platforms, multi-asset inv...

• England
• £60000 - £75000 per annum
• Posted about 1 month ago

IDEX Consulting are working in partnership with a leading Financial Planning Group who are in the process of bolstering their compliance team and have numerous newly created opportunities within the division. Due to the nature of the role, the business require somebody with management experience,...

• London
• £75000 - £125000 per annum
• Posted 2 months ago

IDEX Consulting are currently exclusively partnered with an reputable brand in the financial advice industry in their search for a Head of Business & Quality Assurance. This is a newly created role where you will be responsible for growing a team of Assurance / Monitoring officers who are respons...

• Glasgow
• £55000 - £60000 per annum
• Posted 3 months ago

The Wealth Planning Training and Competence Manager is responsible for overseeing and supervising the Advisers within the firm. Reporting to the Head of Compliance and working alongside the Compliance Manager you will be working positively with advisers to ensure the efficient implementation the ...

• Surrey
• US$80000.00 - US$120000.00 per annum
• Posted 3 months ago

About Us: Independent broker who operate across Europe who also have a foothold in the employee benefits market. Job Description: We are seeking a strategic Head of Compliance to lead the compliance function. This pivotal role will oversee our compliance efforts across all operations, including a...