Compliance jobs

• West Midlands
• £50000 - £65000 per annum
• Posted about 12 hours ago

A West Midlands based independent financial advice firm is seeking a Head of Compliance / Senior Compliance Manager. This role will support day to day compliance duties, FCA liaison, overseeing consumer duty, T&C ops and quality assurance. This position doesn't currently hold SMF16/17 functions. ...

• England
• £60000 - £75000 per annum
• Posted 11 days ago

IDEX Consulting are working in partnership with a leading Financial Planning Group who are in the process of bolstering their compliance team and have numerous newly created opportunities within the division. Due to the nature of the role, the business require somebody with management experience,...

• London
• £55000 - £65000 per annum
• Posted about 1 month ago

IDEX are currently working with a global Lloyd's insurer in their search for an Enterprise Risk professional to join their team in London. The client are a great brand in the market who operate internationally and also have a Lloyds syndicate live in London. You will be joining a small team with ...

• London
• £75000 - £125000 per annum
• Posted about 1 month ago

IDEX Consulting are currently exclusively partnered with an reputable brand in the financial advice industry in their search for a Head of Business & Quality Assurance. This is a newly created role where you will be responsible for growing a team of Assurance / Monitoring officers who are respons...

• London
• £45000 - £75000 per annum
• Posted about 1 month ago

IDEX Consulting are currently partnered with a Financial Planning business who are looking to recruit an officer into their governance / assurance team. This role will be responsible for providing oversight of the regulatory risks and controls and provide oversight to the Investment Managers and ...

• Glasgow
• £55000 - £60000 per annum
• Posted about 2 months ago

The Wealth Planning Training and Competence Manager is responsible for overseeing and supervising the Advisers within the firm. Reporting to the Head of Compliance and working alongside the Compliance Manager you will be working positively with advisers to ensure the efficient implementation the ...

• Leeds
• £35000 - £42000 per annum
• Posted about 2 months ago

IDEX is working with one of the leading Advisory firms in the North of England to recruit a Business Quality Support Officer to join their established business, with the job purpose of help them adhere to and the development or standards across the Financial Planning Team. Based out of either the...

• Newcastle upon Tyne
• £35000 - £42000 per annum
• Posted about 2 months ago

IDEX is working with one of the leading Advisory firms in the North of England to recruit a Business Quality Support Officer to join their established business, with the job purpose of help them adhere to and the development or standards across the Financial Planning Team. Based out of either the...

• Surrey
• US$80000.00 - US$120000.00 per annum
• Posted 2 months ago

About Us: Independent broker who operate across Europe who also have a foothold in the employee benefits market. Job Description: We are seeking a strategic Head of Compliance to lead the compliance function. This pivotal role will oversee our compliance efforts across all operations, including a...

• Manchester
• US$80000.00 - US$120000.00 per annum
• Posted 2 months ago

About Us: Independent broker who operate across Europe who also have a foothold in the employee benefits market. Job Description: We are seeking a strategic Head of Compliance to lead the compliance function. This pivotal role will oversee our compliance efforts across all operations, including a...

• New York
• US$200000.00 - US$300000.00 per annum
• Posted 2 months ago

About Us: Join a leading Property and Casualty (P&C) insurance company renowned for innovation, excellence, and a customer-centric approach. Job Description: We are seeking a highly experienced and dynamic Head of Compliance to lead our compliance function. This role is pivotal in ensuring our op...

• New York
• US$220000.00 - US$400000.00 per annum
• Posted 2 months ago

About Us: A leading firm in the insurance brokerage and Managing General Agent (MGA) sector, recognized for their dedication to regulatory compliance and exceptional service. Job Description: We are seeking a skilled and meticulous VP / Regulatory Counsel to join our team in New York City. This r...

• West Midlands
• £60000 - £65000 per annum
• Posted 2 months ago

IDEX Consulting are working with a business currently experiencing an exciting period of growth, demonstrated by this newly created Training and Competence Manager vacancy. Currently outsourced, the business is bringing their T&C process in-house, giving the successful candidate a fantastic oppor...

• West Midlands
• £50000 - £65000 per annum
• Posted 3 months ago

A West Midlands based independent financial advice firm is seeking a Head of Compliance / Senior Compliance Manager. This role will support day to day compliance duties, FCA liaison, overseeing consumer duty, T&C ops and quality assurance. This position doesn't currently hold SMF16/17 functions. ...