All jobs near England in the Risk & Compliance sector

• London
• £60000 - £75000 per annum
• Posted 5 days ago

A leading national Independent Financial Advisory (IFA) firm is looking for an experienced Compliance Manager to provide maternity cover for 9 months. This is a fantastic opportunity to join a well-established and growing financial planning business, working closely with senior leadership and ens...

• Manchester
• £42000 - £45000 per annum
• Posted 13 days ago

My client is based in Manchester and they are looking for a Compliance Monitoring Officer to join their team. The business operates a hybrid working model. The main purpose of the role is to provide a file review service to the clients of the business. The file reviews will mainly be for medium t...

• Bromsgrove
• £70000 - £90000 per annum
• Posted 17 days ago

IDEX are exclusively representing a Wealth Manager in the Midlands who are looking for a Head of Advice & Controls. This is a project role that will support the compliance leadership team in identifying regulatory or operational gaps in the advice process. You will work with the senior leadership...

• Bromsgrove
• £45000 - £50000 per annum
• Posted about 2 months ago

My client is currently looking for experienced File Reviewers, or Paraplanners who are looking for a change, to conduct advice quality audits both on a pre-submission and post-submission basis. The main purpose of the role is to provide a file review service Delivery of informative and constructi...

• London
• £70000 - £80000 per annum
• Posted about 2 months ago

Company Overview: Join a leading Wealth Management firm that provides tailored investment solutions to private clients, trusts, and institutional investors. With a strong commitment to regulatory excellence and client-focused investment strategies, the firm operates within the MiFID framework, en...

• Manchester
• US$80000.00 - US$120000.00 per annum
• Posted 3 months ago

About Us: Independent broker who operate across Europe who also have a foothold in the employee benefits market. Job Description: We are seeking a strategic Head of Compliance to lead the compliance function. This pivotal role will oversee our compliance efforts across all operations, including a...

• Surrey
• US$80000.00 - US$120000.00 per annum
• Posted 3 months ago

About Us: Independent broker who operate across Europe who also have a foothold in the employee benefits market. Job Description: We are seeking a strategic Head of Compliance to lead the compliance function. This pivotal role will oversee our compliance efforts across all operations, including a...