Compliance jobs

• London
• £60000 - £75000 per annum
• Posted 7 days ago

A leading national Independent Financial Advisory (IFA) firm is looking for an experienced Compliance Manager to provide maternity cover for 9 months. This is a fantastic opportunity to join a well-established and growing financial planning business, working closely with senior leadership and ens...

• Bromsgrove
• £70000 - £90000 per annum
• Posted 19 days ago

IDEX are exclusively representing a Wealth Manager in the Midlands who are looking for a Head of Advice & Controls. This is a project role that will support the compliance leadership team in identifying regulatory or operational gaps in the advice process. You will work with the senior leadership...

• Exeter
• £50000 - £70000 per annum + benefits package
• Posted about 2 months ago

Company: We provide highly personalised and comprehensive financial advice for individuals and families with needs such as significant investments, estate planning, and preparing for retirement. We are part of a leading provider of advice, investment platforms, multi-asset investment solutions, a...

• Edinburgh
• £50000 - £70000 per annum + benefits package
• Posted about 2 months ago

Company: We provide highly personalised and comprehensive financial advice for individuals and families with needs such as significant investments, estate planning, and preparing for retirement. We are part of a leading provider of advice, investment platforms, multi-asset investment solutions, a...

• Glasgow
• £50000 - £70000 per annum + benefits package
• Posted about 2 months ago

Company: We provide highly personalised and comprehensive financial advice for individuals and families with needs such as significant investments, estate planning, and preparing for retirement. We are part of a leading provider of advice, investment platforms, multi-asset investment solutions, a...

• Liverpool
• £50000 - £70000 per annum + benefits package
• Posted about 2 months ago

Company: We provide highly personalised and comprehensive financial advice for individuals and families with needs such as significant investments, estate planning, and preparing for retirement. We are part of a leading provider of advice, investment platforms, multi-asset investment solutions, a...

• Birmingham
• £50000 - £70000 per annum + benefits package
• Posted about 2 months ago

Company: We provide highly personalised and comprehensive financial advice for individuals and families with needs such as significant investments, estate planning, and preparing for retirement. We are part of a leading provider of advice, investment platforms, multi-asset investment solutions, a...

• Leeds
• £50000 - £70000 per annum + benefits package
• Posted about 2 months ago

Company: We provide highly personalised and comprehensive financial advice for individuals and families with needs such as significant investments, estate planning, and preparing for retirement. We are part of a leading provider of advice, investment platforms, multi-asset investment solutions, a...

• Manchester
• £50000 - £70000 per annum + benefits package
• Posted about 2 months ago

Company: We provide highly personalised and comprehensive financial advice for individuals and families with needs such as significant investments, estate planning, and preparing for retirement. We are part of a leading provider of advice, investment platforms, multi-asset investment solutions, a...

• London
• £50000 - £70000 per annum + benefits package
• Posted about 2 months ago

Company: We provide highly personalised and comprehensive financial advice for individuals and families with needs such as significant investments, estate planning, and preparing for retirement. We are part of a leading provider of advice, investment platforms, multi-asset investment solutions, a...

• Bromsgrove
• £35000 - £50000 per annum
• Posted about 2 months ago

IDEX are working exclusively with a leading Financial Advisory and Wealth Management business who require additional headcount in their Customer Care Team. Typical duties include; Carry out investigations of client complaints, following the firm's standard complaints procedure and formulating cli...