Compliance jobs

• Exeter
• £50000 - £70000 per annum + benefits package
• Posted 19 days ago

Company: We provide highly personalised and comprehensive financial advice for individuals and families with needs such as significant investments, estate planning, and preparing for retirement. We are part of a leading provider of advice, investment platforms, multi-asset investment solutions, a...

• Edinburgh
• £50000 - £70000 per annum + benefits package
• Posted 19 days ago

Company: We provide highly personalised and comprehensive financial advice for individuals and families with needs such as significant investments, estate planning, and preparing for retirement. We are part of a leading provider of advice, investment platforms, multi-asset investment solutions, a...

• Glasgow
• £50000 - £70000 per annum + benefits package
• Posted 19 days ago

Company: We provide highly personalised and comprehensive financial advice for individuals and families with needs such as significant investments, estate planning, and preparing for retirement. We are part of a leading provider of advice, investment platforms, multi-asset investment solutions, a...

• Liverpool
• £50000 - £70000 per annum + benefits package
• Posted 19 days ago

Company: We provide highly personalised and comprehensive financial advice for individuals and families with needs such as significant investments, estate planning, and preparing for retirement. We are part of a leading provider of advice, investment platforms, multi-asset investment solutions, a...

• Birmingham
• £50000 - £70000 per annum + benefits package
• Posted 19 days ago

Company: We provide highly personalised and comprehensive financial advice for individuals and families with needs such as significant investments, estate planning, and preparing for retirement. We are part of a leading provider of advice, investment platforms, multi-asset investment solutions, a...

• Leeds
• £50000 - £70000 per annum + benefits package
• Posted 19 days ago

Company: We provide highly personalised and comprehensive financial advice for individuals and families with needs such as significant investments, estate planning, and preparing for retirement. We are part of a leading provider of advice, investment platforms, multi-asset investment solutions, a...

• Manchester
• £50000 - £70000 per annum + benefits package
• Posted 19 days ago

Company: We provide highly personalised and comprehensive financial advice for individuals and families with needs such as significant investments, estate planning, and preparing for retirement. We are part of a leading provider of advice, investment platforms, multi-asset investment solutions, a...

• London
• £50000 - £70000 per annum + benefits package
• Posted 19 days ago

Company: We provide highly personalised and comprehensive financial advice for individuals and families with needs such as significant investments, estate planning, and preparing for retirement. We are part of a leading provider of advice, investment platforms, multi-asset investment solutions, a...

• Bromsgrove
• £35000 - £50000 per annum
• Posted 19 days ago

IDEX are working exclusively with a leading Financial Advisory and Wealth Management business who require additional headcount in their Customer Care Team. Typical duties include; Carry out investigations of client complaints, following the firm's standard complaints procedure and formulating cli...

• London
• £70000 - £90000 per annum + benefits package
• Posted about 1 month ago

Company: Provide highly personalised and comprehensive financial advice for individuals and families with needs such as significant investments, estate planning, and preparing for retirement. Part of a leading provider of advice, investment platforms, multi-asset investment solutions, and discret...

• Berkshire
• £60000 - £85000 per annum
• Posted about 1 month ago

The Role: As the Head of Compliance, you will play a crucial role in ensuring the firm operates in line with regulatory standards while fostering a strong compliance culture. Reporting directly to the Managing Director, you will lead the compliance function, including oversight of a small team, w...

• London
• Negotiable
• Posted about 1 month ago

Exclusive Opportunity: (Senior) Compliance Analyst - Investment Management Specialist Location: London-based with flexibility to work remotely 3-4 days per week About the Company Our client is a investment management firm, providing funds of funds and tailored investment solutions to a diverse ra...