Risk & Compliance jobs
Found 2 jobs
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- London
- £60000 - £75000 per annum
- Posted 5 days ago
A leading national Independent Financial Advisory (IFA) firm is looking for an experienced Compliance Manager to provide maternity cover for 9 months. This is a fantastic opportunity to join a well-established and growing financial planning business, working closely with senior leadership and ens...
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- Bromsgrove
- £70000 - £90000 per annum
- Posted 17 days ago
IDEX are exclusively representing a Wealth Manager in the Midlands who are looking for a Head of Advice & Controls. This is a project role that will support the compliance leadership team in identifying regulatory or operational gaps in the advice process. You will work with the senior leadership...