Risk & Compliance jobs

Found 1 job
    • West Midlands
    • £50000 - £65000 per annum
    • Posted 2 days ago

    A West Midlands based independent financial advice firm is seeking a Head of Compliance / Senior Compliance Manager. This role will support day to day compliance duties, FCA liaison, overseeing consumer duty, T&C ops and quality assurance. This position doesn't currently hold SMF16/17 functions. ...

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